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Compliance Executive
iFAST Corporation Ltd
Downtown Core
Permanent
Responsibilities
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- Perform compliance reviews and assessments on targeted compliance issues, investigations or potential problems
- Keep abreast of developments and changes in regulations governing the capital market and financial advisory industry
- Plan, develop, monitor, revise and implement the Company’s compliance initiatives in response to such changes
- Preparation of various reports for submission to regulators/authorities, internal and external parties
- Facilitate compliance-related training for staff and directors and promote compliance culture within the Company
- Additional/ ad-hoc duties may be assigned when required, such as user acceptance testing for compliance-related projects, etc
Requirements:
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- A good degree in Accountancy, Business, Banking & Finance or Law
- Minimum 2-3 years of compliance experience in the asset/fund management sector
- Strong understanding of regulations affecting business operations, which include but are not limited to the Securities and Futures Act (SFA), Financial Advisers Act (FAA) and Personal Data Protection Act (PDPA)
- Good command of English and communication skills
- Independent, driven, resourceful and meticulous
- High sense of responsibility and integrity
- Strong interpersonal and analytical skills
Recommended Skills
- Acceptance Testing
- Accounting
- Analytical
- Assessments
- Asset Management
- Attention To Detail
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